New Anti-Money Laundering and Counter-Terrorist Financing Requirements for SFC Licensed Corporations
New statutory customer due diligence (CDD) and record-keeping obligations for financial institutions were implemented by...
Insights Archive:
Hong Kong Stock Exchange Issues Guidance Letter on Disclosure of Use of Proceeds in New Applicants Listing Documents
In April 2012, the Stock Exchange of Hong Kong Limited (Exchange) issued a guidance letter...
Hong Kong Stock Exchange Publishes Guide to Connected Transaction Rules
On 20 April, The Stock Exchange of Hong Kong Limited (HKEx or the Exchange) published...
Hong Kong Stock Exchange Publishes Guidance Letter on the Accounting and Disclosure Requirements for Acquisitions of Subsidiaries and Businesses Conducted During Or After the Trading Record Period
The Stock Exchange of Hong Kong (Exchange) published on 28 March 2012 a guidance letter...
Amendments to the Takeovers Code
On 23 March 2012, the Securities and Futures Commission (SFC) released its consultation conclusions (Conclusions)...
SFCs New Short Position Reporting Regime Expected
On 10 February 2012, the Securities and Futures Commission (SFC) published its Conclusions to the...
Hong Kong Stock Exchange Publishes Two Listing Decisions on Rights Issues
On 29 February 2012, the Stock Exchange of Hong Kong (HKEx) published two listing decisions...
Hong Kong Stock Exchange Publishes Revised Guidance on Prospectuses Issued Within 3 Months of the Issuers Financial Year End
The Exchange published an updated guidance letter (HKEx-GL25-11) on 10 November 2011 setting out revised...
Hong Kong Stock Exchange Repeals Listing Rule Ban on Inclusion of Profit Forecasts in pre-Listing Research Reports Unless Also Included in Listing Document
The Hong Kong Stock Exchange has published on its website an amendment to the Main...
Hong Kong Stock Exchange Publishes Consultation Paper on Environmental Social and Governance Reporting Guide
The Stock Exchange of Hong Kong (SEHK or the Exchange) published a consultation paper (the...