Insights Archive:

Exchange Publishes Guidance Letter HKEx-GL6-09A on Financial Information for the Trading Record Period Expected in the First Draft Listing Document for Listing Applications

Hong Kong Stock Exchange has published a guidance letter setting out the administrative practices on...

Exchange Sets Out Guidance on Logistical Arrangements for the Publication of Application Proofs Post Hearing Information Packs and Related Materials

The Stock Exchange of Hong Kong Limited (the Exchange) has issued guidance letter HKEx-GL57-13 (see...

Natural Resources Issue 1

Stock Exchange Publishes Updated Guidance on Waiver Applications for New Mineral Companies under Main Board Rule

Hong Kong Stock Exchange has updated Guidance Letter GL22-10 regarding pre-conditions for a waiver from...

SFC Issues Takeovers Bulletin on Disqualifying Transactions under the Whitewash Guidance Note and Application of Rule 201B to Share Repurchases By Partial Offer

The SFC has published a Takeovers Bulletin on (1) "Disqualifying Transactions" under the Whitewash Guidance...

Exchange Publishes FAQ on Listing Rule Changes to Complement the Securities and Futures Commissions New Sponsor Regulation

Hong Kong Stock Exchange has published FAQs in relation to the Listing Rule changes to...

Exchange Publishes Listing Rule Changes to Come into Effect Regarding New Statutory Regime on the Regulation of Sponsors

Hong Kong Stock Exchange has published rule changes to complement the SFC’s new regime on...

HKEx Incorporates Listing Decision LD45-3 Regarding Conditions for Waiver from Strict Compliance with Gem Listing Rules into Guidance Letter GL25-11

The Hong Kong Stock Exchange has withdrawn Listing Decision LD45-3 (on conditions for waiver from...

HK SFC Issues Circular Identifying Myanmar As High Risk Jurisdiction

Hong Kong Stock Exchange Publishes Listing Decision on whether Deteriorating Financial Performance After Track Record Period and Other Factors Rendered Applicant Unsuitable for Listing

Hong Kong Law Newsletter June 2013. Listing Decision Published On Whether Deteriorating Financial Performance After...