Exchange Updates Guidance on IPO Listing Document Disclosure relating to Material Changes after Trading Record Period
The updates to both Guidance Letters relate to disclosure in IPO prospectuses of material changes...
Insights Archive:
Hong Kong Corporate Finance Regulation – 2014 Highlights and the Year Ahead
A year of firsts in many ways, 2014 saw Hong Kong markets continue to reap...
Hong Kong Stock Exchange Publishes Listing Decision on Controlling Shareholders’ Post-IPO Lock-up Restrictions
The Hong Kong Stock Exchange's Listing Decision HKEx-LD85-20151 (the Listing Decision) required a shareholder to...
Moody’s Appeals SFC’s Disciplinary Action: Latest Developments
Moody's Investors Service Hong Kong Limited (Moody's) has appealed the Securities and Futures Commission's (SFC's)...
SFC Consults on Greater Information Gathering Powers on Licensed Corporations to Assist Overseas Regulators
Hong Kong's Securities and Future Commission (SFC) has begun a month-long consultation1 on proposed amendments...
Hong Kong-China Mutual Recognition of Funds (MRF) Scheme Nears Implementation
A scheme providing for the mutual recognition of funds authorised in Hong Kong and the...
SFC Starts Market Misconduct Proceedings over Alleged False Research Report
The Securities and Futures Commission (SFC) has commenced proceedings against Mr. Andrew Left, a US...
Hong Kong Law Change Introduces Three Days Paternity Leave
On 18 December 2014, the Legislative Council passed the Employment (Amendment) Bill 2014, introducing statutory...