Select Page

Hong Kong Law

March 2015

Best Boutique Firm 2015

Asian Legal Business Awards

This newsletter is for information purposes only.

Its contents do not constitute legal advice and it should not be regarded as a substitute for detailed advice in individual cases. Transmission of this information is not intended to create and receipt does not constitute a lawyer-client relationship between Charltons and the user or browser. Charltons is not responsible for any third party content which can be accessed through the website.

If you do not wish to receive this newsletter please let us know by emailing us at: unsubscribe@charltonslaw.com

Charltons
Dominion Centre,12th Floor
43-59 Queen's Road East, Hong Kong

Tel: + (852) 2905 7888
Fax: + (852) 2854 9596
www.charltonslaw.com

 

Charltons - Hong Kong Law Newsletter - Issue 281 - 04 March 2015

Hong Kong Securities and Futures Commission

He Zhi Hua

Ping An of China Securities (Hong Kong) Company Limited

Hong Kong Anti-Money Laundering Internal Control Procedures

Hong Kong requirements for handling client assets

Hong Kong Employee Dealings Requirements

Hong Kong client account opening procedures

Management, Supervision and Internal Control Guidelines for Persons Licensed by or Registered with the Securities and Futures Commission

Code of Conduct for Persons Licensed by or Registered with the Securities and Futures Commission

Securities and Futures (Client Securities) Rules

Securities and Futures (Client Money) Rules