HKEx Report on the CES HK Biotechnology Index
Due to the increasing number of letters of concern sent in 2017-2018, SFC issued a...
Insights Archive:
Onboarding Clients Online: Changes to SFC’s Code of Conduct Para 5.1
The remote onboarding of clients by SFC licensed intermediaries is facilitated by amendments to paragraph...
New HKEx Listing Decision Review Structure and Appointment of First Listing Review Committee
The Stock Exchange of Hong Kong Limited has announced the names of the members of...
SFC Reminds Listed Companies of Duties on Corporate Acquisitions and Disposals
Due to the increasing number of letters of concern sent in 2017-2018, SFC issued a...
HKEx Amends Russia Country Guide for International Companies
The Russia Country Guide has thus been amended to extend its application to Russian international...
Hong Kong SFC Issues New Guidance on Selling Complex Products
The SFC issued a Circular on 13 June 2019 informing licensed and registered intermediaries of...
