Insights Archive:

SFC Guidance on Disclosure by HKEx-listed Companies and to Licensed Fund Managers on Dubious Private Funds

SFC Circular on Licensed Corporations’ Use of External Electronic Data Storage

HKEx Enhances Guidance for Overseas Listing Applicants

HKEx Directors Training Series

Explains the major Hong Kong laws and HKEx Listing Rules applicable to HKEx listed company...

SFC Issues Regulations for Licensed Crypto Exchanges

Hong Kong SFC Issues Crypto Fund Licensing Conditions for Hong Kong Crypto Fund Managers

SFC licensing conditions for managers of funds whose stated investment objective is investing in virtual...

HKEx Reports on Hong Kong ETF Market as a Door to Global Investment

HKEx’s research report highlights the potential for development of Mainland-HK ETF market connectivity to boost...

SFC Fines HSBC for Code of Conduct Breaches

SFC fined HSBC for its internal control failure to ensure timely detection of any failure...

HKEx Listing Rules: HKEx Consultation on Codifying Waivers and Principles for HKEx IPOs and Listed Issuers

The Stock Exchange of Hong Kong Limited has issued a Consultation Paper on Codification of...

New Listing Rules on Backdoor Listings Effective 1 October

The Stock Exchange of Hong Kong published its Consultation Conclusions on Proposed Rule Changes Associated...