SFC Updates FAQs on Compliance with Suitability Obligations and Requirements for Complex Products
On 23 December 2020, the SFC published a circular to intermediaries outlining updates to the...
Insights Archive:
UK Listing Review Recommendations for Reform of the LSE Listing Rules
The UK Listing Review published recommendations for reform of the Listing Rules, including allowing companies...
Steering Group Announces Green and Sustainable Finance Strategy for Hong Kong
The Cross-agency Steering Group announced its Strategic Plan on 17 December 2020, outlining six key...
Hong Kong 2021/2022 Budget – Market Highlights
On 24 February 2021, the Financial Secretary delivered Hong Kong’s 2021/2022 Budget Speech outlining various...
HKEx Publishes Findings of Latest Review of Issuers’ Annual Report Disclosures
The HKEx published its latest review of issuers’ annual report disclosures, which focused on issuers’...
SFC Consults on Proposed Code of Conduct on Hong Kong Bookbuilding and Placing Activities and Proposal on HKEx Sponsor Coupling
The SFC published a consultation outlining proposals to introduce a Code of Conduct on Bookbuilding...
SFC consults on changes to Competency Requirements for Licensed Intermediaries and Individuals
The SFC published a consultation paper on 11 December 2020 on proposals to increase the...
Charltons Responds to HKEX Consultation on Main Board Profit Requirement on behalf of 10 sponsor firms
Charltons responded on 11 Jan 2021 to HKEX’s Consultation Paper: The Main Board Profit Requirement...
SFC Takeovers Bulletin No. 55 on Takeovers Code Breaches and Regulatory Reminders
The Takeovers Bulletin No.55 was issued in December 2020, in which SFC outlined two breaches...