SFC Holds IPO Sponsor Principals Jointly and Severally Liable in Discharge of Responsibilities
The Securities and Futures Commission (SFC) announced on 20 November 2012 that it has banned...
Newsletters Archive:
Amendments to the Definitions of Specified Stock and Futures Exchanges and Proposed Amendments to the Securities and Futures Financial Resources Rules
Amendments to the definitions of specified Futures Exchanges (SFEs) and specified Stock Exchanges (SSEs) in...
Hong Kong Stock Exchange Publishes Guidance on pre-IPO Investments
In October 2012, the Stock Exchange of Hong Kong (the Exchange) published a guidance letter...
FSTB and Companies Registry Consult on Subsidiary Legislation to Complement the New Companies Ordinance
The Financial Services and Treasury Bureau (FSTB) and the Companies Registry are currently consulting on...
First Dual Counter Security Lists on Hong Kong Stock Exchange
The first dual counter (DC) security, Harvest MSCI China A Index Exchange Traded Fund (Harvest...
Stock Exchange Publishes Listing Decision in Relation to Suitability for Listing of Applicants with Deteriorating Financial Performance and Uncertain Business Prospects
In September 2012, the Stock Exchange of Hong Kong (the Exchange) published a listing decision...
The Australasian Joint Ore Reserves Committee Releases for Public Comment the Exposure Draft of the JORC Code 2012
The Australasian Joint Ore Reserves Committee (JORC) released for public comment the exposure draft of...
Hong Kong Stock Exchange Consults on Board Diversity
The Stock Exchange of Hong Kong (SEHK or the Exchange) published a consultation paper (Consultation...
Stock Exchange Updates Listing Decision on PRC Businesses Using VIE Structures
In August 2012, the Stock Exchange of Hong Kong (the Exchange) updated its 2005 listing...