Exchange Issues Guidance on Opinion Letters Prepared By Independent Financial Advisers
The Hong Kong Stock Exchange (the Exchange) has published guidance letter HKEx-GL76-14 (see archive), which...
Newsletters Archive:
SFC Issues Notice on Risks and Potential Regulatory Issues of Crowd-Funding
The Securities and Futures Commission (SFC) issued a notice (see archive) on 7 May 2014...
HKEx to Launch its First Asia Commodities Contracts
Hong Kong Exchanges and Clearing Limited (HKEx) announced yesterday, 22 April 2014, that it plans...
FSTB Consults on Open-Ended Fund Company Structure
The Financial Services and the Treasury Bureau (FSTB) published the Open-ended Fund Companies Consultation Paper...
Exchange Reviews Disclosure in Annual Reports to Monitor Rule Compliance
The Exchange has published its second report (see archive) on findings and recommendations from a...
Linking of Shanghai and Hong Kong Stock Exchanges
The China Securities Regulatory Commission (CSRC) and Hong Kong's Securities and Futures Commission (SFC) published...
Exchange Publishes New Guidance on Placing Shares to Connected Clients for Independent Third Parties
The Exchange has published guidance letter HKEx-GL75-14 (see archive) which supersedes Listing Decision HKEx-LD54-13 (see...
Revised Connected Transaction Rules to Take Effect
The Stock Exchange of Hong Kong (the Exchange) has published amendments to the Listing Rules...
Exchange Introduces New Headline Categories for Announcements
The Hong Kong Stock Exchange (the Exchange) has published a news release (see archive) and...