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Hong Kong Law

May 2014

Best Boutique Firm 2014

Asian Legal Business Awards

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Charltons - Hong Kong Law Newsletter - Issue 239 - 09 May 2014

Potential securities regulatory implications of Crowd-funding in Hong Kong

Peer-to-peer lending P2P lending

Companies (Winding Up and Miscellaneous Provisions) Ordinance C(WUMP)O

Hong Kong equity crowd-funding

Risks And Potential Regulatory Issues Of Crowd-Funding

C(WUMP)O ss38, 38B and 38D

C(WUMP)O ss342 and 342C

Intermediaries licensing and conduct of business requirements

Regulatory requirements applicable to automated trading services and recognised exchange companies

Potential risks for investors participating in crowd-funding activities

Securities and Futures Commission SFC
Securities and Futures Ordinance SFO