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Hong Kong Law

April 2014

Best Boutique Firm 2014

Asian Legal Business Awards

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Charltons - Hong Kong Law Newsletter - Issue 234 - 11 April 2014

Hong Kong Independent third parties

Placing shares to connected clients

Hong Kong Stock Exchange Guidance Letter HKEx-GL75-14

Shares held on behalf of Independent third parties

Allocations of shares in an IPO to connected clients of the lead broker or of any distributors

Guidance Letter HKEx-GL75-14 replaces Listing Decision HKEx-LD54-13

Superseded listing decision

Hong Kong Placing Guidelines

Appendix 6 of the Main Board Rules

Written consent of Hong Kong Stock Exchange