Hong Kong Law October 2005 Word version HKEx Invites Comments On The Derivative Warrants Market Introduction Listing Rules’ Requirements For Derivative Warrants Concerns Regarding The Derivative Warrants Market And HKEx’s Response Consultation Introduction...
Hong Kong Law October 2005 Word version Amendments To The Hedge Fund Guidelines Effective 30 September 2005 Introduction 1. Management Company – Assessment Criteria For Acceptability – Chapter 8.7(A)(i) 2. Key Personnel’s Experience – Chapter...
Hong Kong Law September 2005 Word version SFC Publishes Consultation Paper On Possible Reforms To The Companies Ordinance Prospectus Regime Introduction 1. Transfer Companies Ordinance Prospectus Regime To The SFO (Proposal 1) 2. Shift Of Focus To...
Hong Kong Law September 2005 Word version Amendments To The Definitions Of “Regulated Activities” In Schedule 5 To The Securities And Futures Ordinance To Take Effect On 9 December 2005 1. Introduction 2. Licensing Of Managers Of Real Estate Investment...
Hong Kong Law September 2005 Word version Amendments To The Codes On Takeovers, Mergers And Share Repurchases Effective 1 October 2005 Introduction 1. Class 2 Of The Definition Of “Acting In Concert” 2. “Low-Ball” Or “One Cent”...
Hong Kong Law July 2005 Word version SFC Publishes Consultation Conclusions On Amendments To The Disclosure Of Interests Regime Introduction 1. Forms And Codes 2. Security Interests Given By Substantial Shareholders 3. De Minimis Exception 4. Aggregation Exemption 5....
[show_newsletter_sitepath] [show_back_to_newsletter_link] Insights [show_insights_options] Hong Kong Law July 2005 Word version Proposed New Regulatory Regime For Sponsors The Code On Corporate Governance Practices: Interim Reporting Requirements Annex A Brief Summary...
Hong Kong Law June 2005 Word version Proposed Revision Of The SFC’s Guidance Note On Prevention Of Money Laundering And Terrorist Financing New Shareholder Remedies Under The Companies Ordinance Effective 15 July, 2005 Introduction I. Proposed Revision Of The...
Hong Kong Law May 2005 Word version Amendments to the SFC’s Code on Unit Trusts and Mutual Funds Introduction SFC-Authorised Funds And Unit Trusts Permitted To Invest In Listed REITS From April 22, 2005 SFC Proposals To Allow SFC-Authorised REITs To Invest In...
HONG KONG LAW April 2005 Word version Guidelines On Analyst Conflicts Of Interest Effective April 1, 2005 SFC Issues Reminder On The Publication Of Extracts From IPO Prospectuses On Websites Advertising Securities Investment Services Introduction I. Guidelines To...
