SFC Issues Takeovers Bulletin No. 62
The SFC has published Takeovers Bulletin No. 62 covering recent decisions on the grant of...
Hong Kong Law Archive:
SFC circular to licensed corporations on review of online brokerage, distribution and advisory services in Hong Kong
The SFC has reported on its review of licensed corporations’ provision of online brokerage, distribution...
HKEx, SFC & HKMA Disciplinary Actions August 2022
HKEx, SFC & HKMA Disciplinary Actions in August 2022 included censuring and imposing a prejudice...
SFC welcomes Central Government support for the enhancement of Hong Kong’s IFC status
SFC welcomes Central Government support and the three initiatives announced by the CSRC to broaden...
Hong Kong’s proposed foreign source income exemption regime for passive income
Explore Hong Kong’s Proposed FSIE Regime and EU Watchlist status, plus key tax reforms on...
Swap Connect Development Jointly Announced by People’s Bank of China, Hong Kong Securities and Futures Commission, and Hong Kong Monetary Authority
Swap Connect Development is Jointly Announced by the PBOC, SFC, and HKMA; and is to...
HKEx Updates on Climate Disclosure Standards
The HKEx Listing Newsletter discusses global sustainability reporting standards on climate disclosures, the relevance of...
HKEx Concludes on Proposed Amendments to Listing Rules Relating to Share Schemes of Listed Issuers and Housekeeping Rule Amendment
The HKEx has concluded on its proposals to amend the Listing Rules relating to Share...
HKEx and SFC Disciplinary Actions June and July 2022
HKEx and SFC Disciplinary Actions in June and July 2022 include CES Capital for failure...
Hong Kong Registration Regime for Dealers in Precious Metals and Stones to Take Effect on 1 January 2023
Any person carrying on DPMS in Hong Kong will need to be registered or cease...