HKEx and SFC Disciplinary Actions of October 2022
The SFC actions included an order under s214 SFO for Sound Global’s chairman to purchase...
Hong Kong Law Archive:
SFC Practice Note 24: Receivers, Liquidators and Commencement of Offer Periods
The SFC issued Practice Note 24 regarding receivers, liquidators and when to commence offer period(s)...
SFC Circular on Virtual Asset Futures Exchange Traded Funds
The SFC issued its Circular on Virtual Asset Futures Exchange Traded Funds setting out the...
HKEx Issues Revised Enforcement Sanctions Statement and New Cooperation Guidance
HKEx issued a revised enforcement sanctions statement and new cooperation guidance on the factors considered...
HK Government issues Policy Statement on development of Virtual Assets in Hong Kong
Hong Kong Government issues Policy Statement on the Development of Virtual Assets in Hong Kong...
HKEx, SFC and HKMA Disciplinary Actions in September 2022
The HKEx, SFC and HKMA Disciplinary Actions in September 2022 involved suspensions for breaching the...
HKMA’s AML Regtech Lab Series under Fintech 2025
The HKMA published its Quarterly Bulletin issue 112 which looks at encouraging Regtech under its...
Court Orders Sound Global Chairman to Purchase Shares from Investors
The SFC obtained a court order for the chairman and executive director of Sound Global...
HKEX Consults on New Listing Regime for Specialist Technology Companies
The HKEX has issued a consultation paper on a new listing regime for Specialist Technology...
HKMA Issues Position Paper on e-HKD
HKMA released a position paper entitled “e-HKD: Charting the Next Steps” outlining its next steps...