by cladmin | Dec 10, 2005 | Hong Kong Law
Download the Word Introduction 1. Changes To The Liquidity Provider System 2. Facilitate Further Issues And Identical Issues 3. Banning Commission Rebates And Other Incentive Schemes 4. Publishing New Marketing Guidelines 5. Plain Language And Summaries 6. Launching...
by cladmin | Oct 20, 2005 | Hong Kong Law
Download the Word Introduction Listing Rules’ Requirements For Derivative Warrants Concerns Regarding The Derivative Warrants Market And HKEx’s Response Consultation Introduction Hong Kong Exchanges and Clearing Limited (“HKEx”) has published an article on derivative...
by cladmin | Oct 3, 2005 | Hong Kong Law
Download the Word Introduction 1. Management Company – Assessment Criteria For Acceptability – Chapter 8.7(A)(i) 2. Key Personnel’s Experience – Chapter 8.7(A)(ii) 3. Prime Brokers – Note to Chapter 8.7(b) regarding the disclosure of relationship with prime brokers...
by cladmin | Sep 29, 2005 | Hong Kong Law
Download the Word Introduction 1. Transfer Companies Ordinance Prospectus Regime To The SFO (Proposal 1) 2. Shift Of Focus To “Transaction-Based” Approach (Proposal 2) 3. Options And Other Rights (Proposal 3) 4. Scope Of The Regime: Bodies And Place Of Incorporation...
by cladmin | Sep 22, 2005 | Hong Kong Law
Download the Word 1. Introduction 2. Licensing Of Managers Of Real Estate Investment Trusts (“REITS”) 3. Money Brokers Exemption 4. Incidental Advice Of Fund Managers 5. Redress Disposal Of Securities To Non-Professionals 1. Introduction The Securities and Futures...
by cladmin | Sep 7, 2005 | Hong Kong Law
Download the Word Introduction 1. Class 2 Of The Definition Of “Acting In Concert” 2. “Low-Ball” Or “One Cent” Offers 3. Frustrating Actions 4. Vetting Process 5. Telecom Mergers (New note 3 to Rule 15.5) 6. Use Of Comparables (New Note 7 to Rule 9.1) 7. On Market...
