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Hong Kong Law

March 2014

Best Boutique Firm 2014

Asian Legal Business Awards

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Charltons
Dominion Centre,12th Floor
43-59 Queen's Road East, Hong Kong

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Fax: + (852) 2854 9596
www.charltonslaw.com

 

Charltons - Hong Kong Law Newsletter - Issue 230 - 28 March 2014

Hong Kong Alternative liquidity pools ALPs

Code of Conduct for Persons Licensed by or Registered with the SFC

Hong Kong ALPs

Regulation of Alternative liquidity pools

Proposed Additions To The Code Of Conduct

ALPs or dark pools

Automated trading services ATS

Alternative liquidity pools transactions

Alternative liquidity pools Guidelines

Hong Kong Stock Exchange

Paragraph 19 of Code of Conduct
Schedule 8 of Code of Conduct
Securities and Futures Commission SFC
Dark Pools Trading Strategy