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Hong Kong Law

April 2016

Best Boutique Firm 2015

Asian Legal Business Awards

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Charltons - Hong Kong Law Newsletter - Issue 332 - 28 April 2016

Red Flags Report

Moody's tribunal under SFC Code of Conduct

Code of Conduct for Persons Licensed by or Registered with the Securities and Futures Commission

SFAT Moody's tribunal

Moody's fined HK$11 million over Red Flags Report

Moody's July 2011 Red Flags Report

Credit agency fined over risk assessment report in contravention of SFO

Securities and Futures Appeals Tribunal Moody's decision

Paragraph 4.3 of the Code of Conduct

Code of Conduct General Principles 1 and General Principles 2

Red Flags for Emerging-Market Companies: A Focus on China July 2011
SFC’s Disciplinary Action: Moody's Investment
Type 10 Regulated Activity under SFO
SFAT reprimands Moody's
SFC Code of Conduct Policy