Hong Kong Law Archives SFC Issues Regulations for Licensed Crypto ExchangesNov 25, 2019Hong Kong SFC Issues Crypto Fund Licensing Conditions for Hong Kong Crypto Fund ManagersOct 29, 2019HKEx Reports on Hong Kong ETF Market as a Door to Global InvestmentOct 28, 2019SFC Fines HSBC for Code of Conduct BreachesSep 27, 2019HKEx Listing Rules: HKEx Consultation on Codifying Waivers and Principles for HKEx IPOs and Listed IssuersAug 28, 2019New Listing Rules on Backdoor Listings Effective 1 OctoberAug 14, 2019HKEx Report on the CES HK Biotechnology IndexAug 1, 2019Onboarding Clients Online: Changes to SFC’s Code of Conduct Para 5.1Jul 26, 2019New HKEx Listing Decision Review Structure and Appointment of First Listing Review CommitteeJul 22, 2019SFC Reminds Listed Companies of Duties on Corporate Acquisitions and DisposalsJul 19, 2019HKEx Amends Russia Country Guide for International CompaniesJun 28, 2019Hong Kong SFC Issues New Guidance on Selling Complex ProductsJun 26, 2019Hong Kong SFC Requires Enhanced Disclosure for Green or ESG Retail FundsJun 18, 2019Hong Kong SFC Imposes HK$27 mln Fine for Sponsor Due Diligence FailuresJun 17, 2019HKEx to Suspend Listed Issuers for Audit Disclaimers and Adverse OpinionsJun 14, 2019Financial Reporting Council can Access PRC Audit Working PapersJun 5, 2019HKIAC Approved as Arbitration Venue for Russian DealsMay 6, 2019SFC Imposes Record Fines for Sponsor FailuresApr 11, 2019First virtual banking licences issued in Hong KongApr 3, 2019HKEx Listing Rule Amendments Take Effect on 1 March 2019Apr 2, 2019Statement on Security Token Offerings Published by Hong Kong’s SFCApr 1, 2019Hong Kong Consults on Paperless Securities MarketMar 6, 2019New Licensing Forms and Mandatory Electronic Filings Required by the SFCFeb 18, 2019New Listing Committee Decision Review Structure for HKEx in 2019Jan 23, 2019Hong Kong Tops IPO Fundraising in 2018Jan 14, 2019SFC Publishes Consultation Conclusions on OTC Derivatives and Conduct RisksJan 10, 2019Amendments to Hong Kong Code on Unit Trusts and Mutual Funds effective 1 January 2019Jan 8, 2019Driving Private Financing for Green Industries in Hong Kong – The Catalytic Role of a Green Investment BankJan 4, 2019HKEx Publishes Review of Corporate Governance Practices and Updates Guidance on ESG ReportingDec 24, 2018GEM Listing Committee Censures L & A International HoldingsDec 18, 2018CFA Allows Appeal on Insider Dealing of Asia Telemedia SharesDec 4, 2018Trading Suspensions Proposed by HKEx for Auditor Disclaimers and Adverse OpinionsDec 3, 2018Hong Kong Green Finance Strategic Framework Announced by SFCOct 12, 2018Listing Committee Review Structure under ConsultationOct 3, 2018SFC Consults on Guidelines for Securities Margin FinancingSep 21, 2018SFC Consults on AML and CTF GuidelinesAug 20, 2018Hong Kong Takeovers Code Amendments effective 13 July 2018Aug 15, 2018HKEx issues Corporate Governance Code Consultation Conclusions and Guidance for Boards and DirectorsJul 28, 2018CCB International Capital Limited fined $24 million for sponsor due diligence failuresJul 27, 2018New Hong Kong Stock Exchange Guidance for Listing Applicants in the Internet Technology SectorJul 20, 2018 Page 8 of 19« First« Prev...567891011...Next »Last »
HKEx Listing Rules: HKEx Consultation on Codifying Waivers and Principles for HKEx IPOs and Listed IssuersAug 28, 2019
New HKEx Listing Decision Review Structure and Appointment of First Listing Review CommitteeJul 22, 2019
Driving Private Financing for Green Industries in Hong Kong – The Catalytic Role of a Green Investment BankJan 4, 2019
HKEx Publishes Review of Corporate Governance Practices and Updates Guidance on ESG ReportingDec 24, 2018
HKEx issues Corporate Governance Code Consultation Conclusions and Guidance for Boards and DirectorsJul 28, 2018
New Hong Kong Stock Exchange Guidance for Listing Applicants in the Internet Technology SectorJul 20, 2018
