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New Licensing Forms and Mandatory Electronic Filings Required by the SFC

Hong Kong Law

February 2019

Boutique Transactional Law Firm of the Year 2017

Asian Legal Business Awards

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Charltons
Dominion Centre,12th Floor
43-59 Queen’s Road East Hong Kong

Tel: + (852) 2905 7888
Fax: + (852) 2854 9596
www.charltonslaw.com

 

Charltons - Hong Kong Law - 438 - 18 February 2019

SFC licensing forms

mandatory electronic filings

SFC Online Portal

SFC annual return and notification

SFC Licensing Handbook

SFC responsible officer

SFC licensed representative

fitness and properness of new applicants

SFC self-assessment questionnaires

SFC license application

SFC licensing process workshop

SFC Business Profile and Internal Control Summary