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Hong Kong Law

January 2015

Best Boutique Firm 2015

Asian Legal Business Awards

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Charltons
Dominion Centre,12th Floor
43-59 Queen's Road East, Hong Kong

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Fax: + (852) 2854 9596
www.charltonslaw.com

 

Charltons - Hong Kong Law Newsletter - Issue 272 - 09 January 2015

Moody's Investors Service Hong Kong Limited

Market misconduct in Hong Kong

Securities and Futures Commission’s disciplinary action

Moody's market misconduct

Red Flags for Emerging-Market Companies: a Focus on China

Hong Kong SFC disciplinary action against Moody's

Chinese companies red flags

Code of Conduct for Persons Licensed by or Registered with the Securities and Futures Commission

Credit rating agencies

Securities and Futures Appeals Tribunal

Citron Research Market Misconduct Tribunal