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SFC Consults on Proposed Enhancements to the Investor Compensation Regime

Hong Kong Law

June 2018

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Charltons - Hong Kong Law - 416 - 26 June 2018

SFC Enhancements to the Investor Compensation Regime 2018

Shenzhen Hong Kong Stock Connect

Shanghai Hong Kong Stock Connect

Compensation Limits Rules

SFC proposes increased compensation limit

Consultation on Proposed Enhancements to the Investor Compensation Regime and Related Legislative Amendments

trigger levels for levy suspension and reinstatement

Securities and Futures (Investor Compensation-Compensation Limits) Rules (Cap 571AC)

ICF levies Hong Kong

Hong Kong China Connect

interim compensation payments out of the ICF

Claims by investors default of a dealing or financing intermediary