Reporting and Record-keeping Obligations re OTC Derivative Transactions
In July 2014, the Hong Kong Monetary Authority (HKMA) and the Securities and Futures Commission...
Insights Archive:
Document Execution at Virtual Signings and Closings
A recent Hong Kong case acts as a reminder of the importance of following the...
China Consults on 2014 Draft of Foreign Investment Catalogue
On 4th November 2014, China's National Development and Reform Commission (NDRC) released a revised draft...
Shanghai-Hong Kong Stock Connect to Commence Monday
The Securities and Futures Commission (SFC) and the China Securities Regulatory Commission (CSRC) announced on...
HK Exchange Updates Listing Rule Guidance
Hong Kong Exchanges and Clearing limited (HKEx) has updated Guidance Letter GL58-13 and Frequently Asked...
Exchange Listing Rule Amendments re Financial Information Disclosure under Companies Ordinance
The Stock Exchange of Hong Kong (the Exchange) has published a consultation paper (see archive)...
SFC Publishes Consultation Conclusions on Amendments to the Professional Investor Regime and Further Consultation on Client Agreement Requirements
The Securities and Futures Commission (SFC) has published its consultation conclusions (Consultation Conclusions) on proposed...
SFC Takeovers Update – Takeovers Bulletin No 30
The latest issue of the SFC's Takeovers Bulletin (the Bulletin) published on 30 September: clarifies...
HKEx Publishes Concept Paper on Weighted Voting Rights
The Stock Exchange of Hong Kong (the Exchange) has published a Concept Paper on Weighted...