SFC Reprimands and Fines HSBC HK$2.5 Million Over Regulatory Breaches
SFC Reprimands and Fines HSBC HK$2.5 Million for Breaches of Reportable Position Limit for HSCEI...
Insights Archive:
Shenzhen-Hong Kong Stock Connect Gets Green Light
The China Securities Regulatory Commission and the Securities and Futures Commission published a joint announcement...
SFC Publishes 2015 Fund Management Activities Survey
The Securities and Futures Commission has published its Fund Management Activities Survey for 2015. This...
Hong Kong And Russia Double Taxation Agreement Comes Into Force
The Russia - Hong Kong agreement for the avoidance of double taxation and the prevention...
SFC CEO Mr. Ashley Alder’s Remarks at Hedge Fund Standards Board Institutional Investor Roundtable
CEO of the Securities and Futures Commission and chairman of the International Organization of Securities...
Latest Guidance on Pooled Property Arrangements and Crowdfunding Property Investments
SFC guidance on collective investment schemes involving real property.
SFC Takeovers Bulletin No. 37 on Takeovers Code Breaches and Regulatory Reminders
The SFC took a number of disciplinary actions this quarter against companies such as Alibaba...
Joint Consultation Paper Issued on Proposed Changes to Hong Kong Listing Regulation
The Securities and Futures Commission and the HK Stock Exchange have issued a joint consultation...
HKEx Publishes Guidance for Offshore Retail Funds Applying to List in Hong Kong
The Hong Kong Stock Exchange (the Exchange or SEHK) updated its Guidance Letter GL79-14 to...
Hong Kong Stock Exchange Publishes New Guidance on IPO Vetting and Suitability for Listing
HKEx publishes Guidance Letter HKEx-GL68-13A on IPO vetting and suitability for listing. It focuses on...