Amendments to Hong Kong Code on Unit Trusts and Mutual Funds effective 1 January 2019
Amendments to HK’s Code on Unit Trusts and Mutual Funds took effect 1 January 2019....
Insights Archive:
Driving Private Financing for Green Industries in Hong Kong – The Catalytic Role of a Green Investment Bank
Eurocham’s Financial Services Business Council has issued a paper, “Driving Private Financing for Green Industries...
HKEx Publishes Review of Corporate Governance Practices and Updates Guidance on ESG Reporting
The Stock Exchange of Hong Kong Limited (HKEx) issued its latest review of issuers’ corporate...
GEM Listing Committee Censures L & A International Holdings
The GEM Listing Committee of the HKEx has censured L & A International Holdings Limited...
CFA Allows Appeal on Insider Dealing of Asia Telemedia Shares
The Court of Final Appeal of Hong Kong has allowed the appeal of the SFC...
Trading Suspensions Proposed by HKEx for Auditor Disclaimers and Adverse Opinions
The HKEx proposes a Listing Rule to suspend trading in the securities of listed issuers...
Hong Kong Green Finance Strategic Framework Announced by SFC
The SFC is keen to develop green finance opportunities arising from Mainland China’s transitioning to...
SFC Consults on Guidelines for Securities Margin Financing
The SFC published a consultation paper on 17 August 2018, proposing more guidelines on risk...
SFC Consults on AML and CTF Guidelines
The latest FAFT standards include expansion of requirements in relation to Politically Exposed Persons (PEPs)...