Insights Archive:

HKEx Publishes Consultation Paper on Corporate WVR Beneficiaries

HKEx published a consultation paper seeking feedback on a proposal to allow corporate entities to...

Latest SFC Decisions Against SFC Licensed Corporations and Unlicensed and SFC Licensed Individuals for Compliance Failures under the Securities and Futures Ordinance

The SFC has published updates on over ten disciplinary actions and related prosecutions between mid-December...

HKEX/SFC Guidance on Financial Results Publication amid Corona Virus Travel Restrictions

HKEx and the SFC issued guidance to listed issuers and their auditors on the requirements...

Listing Russian companies in Hong Kong

Hong Kong’s Progress towards a Paperless Securities Market

SFC Issues Licensing Guidance for Hong Kong Private Equity firms and Family offices

Consultation Conclusions on WVR Listings and Concessionary Route to Secondary Listing

New Rules Listing Biotech Companies on the Hong Kong Stock Exchange

Chapter 21 listings

Understand SFC-authorized fund restrictions under the UT Code, including investment caps, borrowing limits, and open-ended...

HKEx Consultation Conclusions on Review of the ESG Reporting Guide and ESG Listing Rules