Newsletters Archive:
New Sponsors Regime To Come Into Effect For Listing Applications Submitted On Or After 1 October 2013 And Publication Of The Hong Kong Sponsor Due Diligence Guidelines
free download of 750+ page hong kong sponsor due diligence guidelines, coordinated by charltons, developed...
Exchange Publishes Guidance on Resumption of Long Suspended Companies
The Hong Kong Stock Exchange has published guidance letter HKEx-GL66-1 with regard to the criteria...
SFC Issues Guidelines on the Application of the CPSS-IOSCO Principles for Financial Market Infrastructures
The SFC issued Guidelines on the application of the CPSS-IOSCO Principles for Financial Market Infrastructures...
Exchange Issues Guidance on Documentary Requirements and Administrative Matters Relating to New Listing Applications
The Stock Exchange of Hong Kong Limited (the Exchange) has published guidance letter HKEx-GL55-13 (the...
Exchange Provides Guidance on Confirmations from Reporting Accounts on Historical Financial Information
Exchange has published guidance letters on confirmations on accountants' reports, financial information and profit forecasts...
Exchange Publishes Guidance Letter HKEx-GL6-09A on Financial Information for the Trading Record Period Expected in the First Draft Listing Document for Listing Applications
Hong Kong Stock Exchange has published a guidance letter setting out the administrative practices on...
Exchange Sets Out Guidance on Logistical Arrangements for the Publication of Application Proofs Post Hearing Information Packs and Related Materials
The Stock Exchange of Hong Kong Limited (the Exchange) has issued guidance letter HKEx-GL57-13 (see...
Stock Exchange Publishes Updated Guidance on Waiver Applications for New Mineral Companies under Main Board Rule
Hong Kong Stock Exchange has updated Guidance Letter GL22-10 regarding pre-conditions for a waiver from...