Newsletters Archive:

Latest SFC Decisions Against SFC Licensed Corporations and Unlicensed and SFC Licensed Individuals for Compliance Failures under the Securities and Futures Ordinance

The SFC has published updates on over ten disciplinary actions and related prosecutions between mid-December...

HKEX/SFC Guidance on Financial Results Publication amid Corona Virus Travel Restrictions

HKEx and the SFC issued guidance to listed issuers and their auditors on the requirements...

SFC Issues Licensing Guidance for Hong Kong Private Equity firms and Family offices

HKEx Consultation Conclusions on Review of the ESG Reporting Guide and ESG Listing Rules

SFC Publishes Consultation Paper on Amending the Regime for Open-Ended Fund Companies

SFC Survey on Integrating Environmental, Social and Governance Factors and Climate Risks in Asset Management

HKEx Consults on Amendments to the Chapter 37 Professional Debt Regime

SFC Guidance on Disclosure by HKEx-listed Companies and to Licensed Fund Managers on Dubious Private Funds

SFC Circular on Licensed Corporations’ Use of External Electronic Data Storage

HKEx Enhances Guidance for Overseas Listing Applicants