Hong Kong Law October 2006 Word version SFC Publishes Consultation Conclusions On Possible Reforms To The Companies Ordinance Prospectus Regime Introduction Proposals That Will Be Taken Forward Proposals That Will Not Be Taken Forward Introduction The Securities and...
Hong Kong Law September 2006 Word version Update on New Sponsor Requirements to Take Effect on January 1, 2007 The First Circular The Second Circular The Securities and Futures Commission (SFC) published two circulars on September 5, 2006 in relation to the Guidelines...
Hong Kong Law August 2006 Word version HKEx Publishes Guide On Pre-Vetting Requirements For Announcements The Hong Kong Stock Exchange (HKEx) has recently published its Guide on pre-vetting requirements for announcements (Guide) to assist listed issuers in meeting...
Hong Kong Law August 2006 Word version Stock Exchange Publishes Conclusions On Abolition Of The Requirement For Main Board Issuers To Publish Paid Announcements In Newspapers 1. Background 2. Two-Phased Implementation 3. Timetable For Implementation 4. Publication On...
Hong Kong Law June 2006 Word version New Requirements For Securities Firms And New Paid-Up Share Capital Requirement For Sponsors Introduction New Measure Summary Introduction The Securities and Futures Commission (“SFC”) has gazetted amendments to the...
Hong Kong Law May 2006 Word version New Sponsor Requirements To Take Effect January 1, 2007 Introduction A. Eligibility Criteria For Sponsors B. On-going obligations C. Compliance Advisers D. Independent Financial Advisers E. Transitional Arrangements F. Commission...
Hong Kong Law February 2006 Word version SFC to Implement Securities Collateral Re-pledging Limited in 2 Phases HKFE Announces Revised Margins for H-shares Index and Petrochina Futures Contracts The SFC published a press release on February 6, 2006 confirming its...
Hong Kong Law January 2006 Word version HKEx Publishes Discussion Paper on GEM 1. Background 2. Overseas Growth Board Experience 3. London’s AIM 4. Structural Options 5. Key Discussion Questions 6. Consultation Hong Kong Exchanges and Clearing Limited...
Hong Kong Law January 2006 Word version Stock Exchange Proposes Abolition of Requirement for Main Board Issuers to Publish Paid Announcements in Newspapers Background Two-phased Implementation Summary Announcements vs. Notifications Timetable for Implementation Use of...
Hong Kong Law December 2005 Word version SFC Launches a Six-Point Plan for the Derivative Warrants Market Introduction 1. Changes To The Liquidity Provider System 2. Facilitate Further Issues And Identical Issues 3. Banning Commission Rebates And Other Incentive...
