SFC Publishes Consultation Conclusions Concerning the Regulatory Oversight of Credit Rating Agencies
The Securities and Futures Commission (SFC) has recently released its consultation conclusions regarding the regulatory...
Hong Kong Law Archive:
HKEx Admits Brazil Japan and the Isle of Man as Acceptable Jurisdictions of Incorporation for Overseas Listing Applicant
Hong Kong Exchanges and Clearing Limited (HKEx) published three listing decisions last month, October 2010,...
HKEx Listing Committee Announces Interim Guidance on pre-IPO Investments
The publication on 13 October 2010 of interim guidance on pre-IPO investments aims to clarify...
SFC Publishes Consultation Paper on the Evidential Requirements under the Securities and Futures Professional Investor Rules
The Securities and Futures Commission ("SFC") has published a consultation paper on a proposal to...
HKEx Publishes Consultation Paper on Proposed Reduction of Required Minimum Number of Shareholders for the Market Capitalisation-Revenue Test
The Stock Exchange of Hong Kong ("HKEx") has published a consultation paper on a proposed...
Consultation Conclusions on the First Phase Consultation of the Draft Companies Bill Published
On 30 August 2010, the Financial Services and the Treasury Bureau ("FSTB") published its Consultation...
SFC Dual Filing Update Identifies Shortcomings in Prospectus Disclosure
The Securities and Futures Commission (SFC) published its latest Dual Filing Update in July 2010...
SFC Consults on Regulatory Oversight of Credit Rating Agencies
The Securities and Futures Commission (SFC) published a consultation paper (the Consultation Paper) on 19...
Changes to Requirements for Circulars and Listing Documents of Listed Issuers
The Stock Exchange of Hong Kong (HKEx) has released its consultation conclusions on its proposed...
SFC to Implement Proposals to Enhance Regulation of Retail Structured Products
The Securities and Futures Commission (SFC) has announced its intention to proceed with proposals to...