Hong Kong Law November 2021 PDF version Word version Hong Kong ICAC charges 4 individuals with conspiracy to defraud over “backdoor listing” of a listed company and money laundering On 19 November 2021, Hong Kong’s Independent Commission Against Corruption (the...
Hong Kong Law November 2021 PDF version Word version SFC’s Julia Leung Gives Update on Hong Kong Crypto Regulation In her keynote address at Hong Kong’s FinTech Week, “Fintech: Metamorphosis of the financial industry”,1 Ms. Julia Leung provided a welcome update on...
Hong Kong Law November 2021 PDF version Word version Hong Kong SFC Fines IPO Sponsors for Due Diligence Failures In October 2021, Hong Kong’s Securities and Futures Commission (SFC) reprimanded and fined two sponsors – Ample Capital Limited (Ample)1 and Yi Shun Da...
Hong Kong Law November 2021 PDF version Word version Charltons on behalf of 7 corporate finance firms responds to HKEX SPAC Consultation The Stock Exchange of Hong Kong (the “HKEX”), released its Consultation Paper on Special Purpose Acquisition Companies1 (the...
Hong Kong Law October 2021 PDF version Word version HKEX Issues Consultation Paper on SPACs I. SPACS BACKGROUND AND INTRODUCTION TO HONG KONG SPACS The Stock Exchange of Hong Kong Limited, a wholly-owned subsidiary of Hong Kong Exchanges and Clearing Limited (the...
Hong Kong Law September 2021 PDF version Word version Singapore Exchange Introduces SPAC Listing Framework On 2 September 2021, the Singapore Exchange (SGX) announced1 new rules to enable Special Purpose Acquisition Companies (SPACs) to list on the Mainboard of...
Hong Kong Law September 2021 PDF version Word version SFC Publishes Q2 2021 Report On 17 August 2021, Hong Kong’s Securities and Futures Commission (the SFC) published its quarterly report1 for the period April to June 2021. The main highlights include: Listing...
Hong Kong Law August 2021 PDF version Word version SFC Concludes on Hong Kong Investor Identification Regime and OTC Securities Transactions Reporting Regime On 10 August 2021, the Hong Kong Securities and Futures Commission (“SFC”) published its Consultation...
Hong Kong Law August 2021 PDF version Word version FINI – HKEX’s New IPO Settlement Platform to Implement T+2 IPO Settlement Timetable On 6 July 2021, the Stock Exchange of Hong Kong (“HKEX”) published its Fast Interface for New Issuance (FINI): Concept...
Hong Kong Law July 2021 PDF version Word version SFC to Upgrade Competency Standards for Licensed Intermediaries and Individuals from 1 January 2022 On 18 June 2021, the Securities and Futures Commission of Hong Kong (SFC) published its Consultation Conclusions on...
