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Hong Kong Law

November 2006

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Charltons - Hong Kong Law Newsletter - Issue 41 - 01 November 2006

Short-Form Preliminary Results

Sponsors and Compliance Advisers

Listed Issuers in Hong Kong

Abolition of Short-Form Preliminary Results

Summary Forms termination for short-form preliminary results

Listing Rules On Regulation Of Sponsors And Compliance Advisers amended 2007

New arrangements for listed issuers following abolition of short-form preliminary results in April 2007

Termination of publication of Main Board and GEM listed issuers' short-form preliminary results announcements

SFC solely responsible for the discipline and sanctioning of sponsors and compliance advisers

Consultation Conclusions on Regulation of Sponsors and Independent Financial Advisers published jointly by Hong Kong Stock Exchange with the Securities and Futures Commission

Marketing Materials Guidelines For Listed Structured Products

Main Board Rule 13.45 and GEM Rule 17.49

Main Board Rule 2.07C(1)(a)/ GEM Rule 16.17(1)

Charltons Law Newsletter 2006
Hong Kong legal update 2006