by Kenneth Ballon | Oct 21, 2024 | Webinars & Podcasts
Topics and Takeaways: United States CFTC Issues No-Action letter to KalshiEX and Kalshi Klear for Transition in Clearing Operations; Cumberland DRW LLC, Subsidiary of DRW Holdings, Faces United States SEC Enforcement Action for Alleged Unregistered Securities Trading;...
by Kenneth Ballon | Aug 20, 2024 | Webinars & Podcasts
Download Audio Episode Description: On 13 August 2024, Julia Charlton presented a webinar on Listing Biotech Companies on the Hong Kong Stock Exchange. This webinar covers the following topics: Introduction to the HKEx regime for listing pre-revenue Biotech Companies...
by Kenneth Ballon | Aug 19, 2024 | Webinars & Podcasts
Download Audio Episode Description: On 6 August 2024, Julia Charlton presented a webinar on Listing SPACS on the Hong Kong Stock Exchange. This webinar covers the following topics: Overview and Introduction What is a SPAC and what is a SPAC Promoter? The SPAC regime...
by Kenneth Ballon | Nov 20, 2023 | Webinars & Podcasts
Download Audio Episode Description: On 20 October 2023, Julia Charlton presented a webinar on Hong Kong Regulation of Virtual Asset Trading Platform. This webinar will cover Hong Kong’s licensing regime for virtual asset trading platforms, the ongoing obligations and...
by Kenneth Ballon | Nov 16, 2023 | Webinars & Podcasts
Download Audio Episode Description: On 20 October 2023, Julia Charlton presented a webinar on Hong Kong Regulation of Virtual Asset Trading Platform. This webinar will cover Hong Kong’s licensing regime for virtual asset trading platforms, the ongoing obligations and...
