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Hong Kong Uncertificated Securities Market Regime – SFC Targets Launch on 16 November 2026

Hong Kong Uncertificated Securities Market Regime – SFC Targets Launch on 16 November 2026

by kunyin | Apr 2, 2026 | Hong Kong Law

Download the PDF Download the Word Hong Kong’s Securities and Futures Commission (the SFC) announced on 30 March 2026 that Hong Kong’s long-anticipated uncertificated securities market regime (USM) is on track to go live on 16 November this year. The announcement...
SFC’s First Criminal Prosecution for Securities Fraud Involving Illegal Short Selling Transferred to District Court

SFC’s First Criminal Prosecution for Securities Fraud Involving Illegal Short Selling Transferred to District Court

by kunyin | Mar 27, 2026 | Hong Kong Law

Download the PDF Download the Word On 20 March 2026, the Eastern Magistrates’ Courts granted an application by the Department of Justice to transfer a securities fraud case brought by the Securities and Futures Commission (SFC) to the District Court for criminal...
Hong Kong Stock Exchange Reports: ECM and Stock Connect in 2025

Hong Kong Stock Exchange Reports: ECM and Stock Connect in 2025

by kunyin | Mar 24, 2026 | Hong Kong Law

Download the PDF Download the Word Two Sides of the Same Coin: How Record Capital Raising and Cross-Border Flows is Reshaping Hong Kong Markets Introduction If there is a single thread running through the Hong Kong Stock Exchange’s (HKEX) retrospectives on 2025, it is...
Governance Briefing for HKEX-listed Company Directors

Governance Briefing for HKEX-listed Company Directors

by kunyin | Mar 23, 2026 | Hong Kong Law

Download the PDF Download the Word More Information, Less Clarity: Governing in the Age of Opacity There is, if one steps back from the daily churn of regulatory circulars and market data, a peculiar irony at the heart of modern corporate governance. Boards of...
Hong Kong Stock Exchange Publishes Listing Committee’s 2025 Report

Hong Kong Stock Exchange Publishes Listing Committee’s 2025 Report

by kunyin | Mar 20, 2026 | Hong Kong Law

Download the PDF Download the Word The Hong Kong Stock Exchange (the HKEX) published its Listing Committee’s 2025 report (HKEX 2025 Listing Committee Report) on 1 March 2026. The HKEX 2025 Listing Committee Report, covering the year ended 31 December 2025, offers...
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