Insights Archive:

Proposed Increased Regulation of IPO Intermediaries

The consultation paper on the regulation of sponsors and independent financial advisers (the Consultation Paper)...

Market Misconduct under the Securities and Futures Ordinance

The Securities and Futures Ordinance (SFO) which came into effect on 1 April 2003 establishes...

Insider Dealing under the Securities and Futures Ordinance

The Securities and Futures Ordinance (SFO) which came into effect on 1 April 2003 establishes...

Takeovers Executive Sanctions for Breach of Mandatory General Offer Obligation

Disclosure of Interests under the Securities and Futures Ordinance

Part XV of the Securities and Futures Ordinance (SFO) which came into force on 1...

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