Amendments to The Main Board Listing Rules
Voting by poll (rather than by show of hands) is required for: connected transactions; all...
Insights Archive:
The Companies Amendment Ordinance 2003
The Companies (Amendment) Ordinance 2003 (the CAO) is the first of a series of ordinances...
Recent Changes to the Companies Ordinance Prospectus Regime
The first phase of a 3 phase exercise to overhaul the regulatory regime for offers...
Regulation Of Offers Of Investments Under Part IV Securities And Futures Ordinance
Part IV of the Securities and Futures Ordinance (the SFO) which came into effect on...
The New Licensing Regime under the Securities and Futures Ordinance
One of the significant innovations introduced by the Securities and Futures Ordinance (the SFO) which...
Disclosure of Interests under the Securities and Futures Ordinance – Update
The SFC issued a revised outline (see archive) of Part XV of the Securities and...
Stabilisation under the Securities and Futures Price Stabilising Rules
The Securities and Futures (Price Stabilising) Rules (the Rules) made under the Securities and Futures...
Proposed Increased Regulation of IPO Intermediaries
The consultation paper on the regulation of sponsors and independent financial advisers (the Consultation Paper)...
Market Misconduct under the Securities and Futures Ordinance
The Securities and Futures Ordinance (SFO) which came into effect on 1 April 2003 establishes...
Insider Dealing under the Securities and Futures Ordinance
The Securities and Futures Ordinance (SFO) which came into effect on 1 April 2003 establishes...