Proposed New Regulatory Regime For Sponsors
Building on the existing regime for the licensing of corporate finance advisers, the SFC has...
Insights Archive:
Proposed Revision of the SFCs Guidance Note on Prevention of Money Laundering and Terrorist Financing and New Shareholder Remedies under the Companies Ordinance
SFC has published a consultation paper on its Proposed Revised Prevention of Money Laundering and...
SFC-Authorised Funds and Unit Trusts Permitted to Invest in Listed Reits
Amendments to the SFC's Code on Unit Trusts and Mutual Funds allowing collective investment schemes...
Guidelines on Analyst Conflicts of Interest
The SFC's Guidelines to Address Analyst Conflicts of Interest impose strict requirements on investment banks...
Proposed Amendments to the SFO to Give Statutory Backing to Major Listing Rules
Proposed amendments to the SFO will codify the more important of the Exchange's Listing Rules...
SFC Issues Consultation Paper on Amendments to the Disclosure of Interests Regime
It is proposed to extend the proposal to synchronise the reference dates for buyers and...
Second Consultation Paper on Exemption of Offshore Funds from Hong Kong Profits Tax
The Hong Kong Financial Services and Treasury Bureau have issued a second consultation paper on...
