HONG KONG EXTENDS INSIDER DEALING REGIME’S TERRITORIAL REACH TO COVER OFFSHORE SECURITIES & DEALING
Hong Kong will expand its insider dealing regime to cover offshore insider dealing in HK-listed...
Insights Archive:
SFC Warns Unlicensed Crypto Exchanges re. Improper Conduct
The SFC has warned unlicensed virtual asset trading platforms of the potential legal & regulatory...
SFC/ HKMA New Suitability Obligations for Sophisticated Professional Investors
The SFC and HKMA published a joint circular with a streamlined approach that licensed intermediaries...
HKEX Listing Rule Changes for PRC Issuers Effective 1 August 2023
Revised HKEX Listing Rules for PRC-incorporated issuers reflect PRC regulatory changes & a new filing...
Hong Kong Needs a Vibrant SME Fundraising Board, says SFC’s Julia Leung
SFC Chief Executive Officer, Ms. Julia Leung, emphasised the need for Hong Kong to develop...
HKEX’s Fast Interface for New Issuance (FINI) Platform to Launch October 2023
HKEX has published the revised HKEX Listing Rules and Guidance Materials that will take effect...
Charltons Responds to HKEX Consultation on Mandatory Climate Disclosures in ESG Reports
HKEX published a Consultation Paper proposing to mandate all listed issuers to make climate-related disclosures...
HKMA Urges Banks to Provide Banking Services to Virtual Asset Service Providers
The HK Monetary Authority has urged banks to “support virtual asset service providers licensed and...
HKEx Issues 8th Listed Issuer Regulation Newsletter
The HKEx has issued its 8th Listed Issuer Regulation Newsletter for HK listed issuers covering...
Hong Kong Monetary Authority commences e-HKD Pilot Programme
The HKMA has announced the commencement of its e-HKD Pilot Programme involving 16 firms across...