HK SFC, HK ICAC, and Macao Judiciary Police: Joint Operation Targeting Cross-Boundary Fraud and Misconduct in Listed Company
On 19 and 20 August 2024, Hong Kong’s Securities and Futures Commission (HK SFC), Hong...
Insights Archive:
SFC Releases Consultation Paper on the Repeal of Mixed Media Offers and Amendments to ePO Guidelines
On 16 August, 2024, Hong Kong’s Securities and Futures Commission (SFC) issued a Consultation Paper proposing...
Market Misconduct Tribunal Finds Former China Forestry Executives Guilty of Disclosure Violations and Insider Trading
Hong Kong's Market Misconduct Tribunal found China Forestry Holdings' executives guilty of serious financial misconduct,...
Hong Kong’s SFC & Police Pursue Major Ramp-and-Dump Syndicate in Coordinated Operation
Hong Kong's Financial Commission and Police, in a coordinated operation, have successfully apprehended major ramp-and-dump...
Tahoe Life’s Non-Compliance: Joint Action by HK SFC and HK IA to Tackle Cross-Sector Financial Irregularities
Hong Kong's financial regulators, the SFC and IA, have teamed up to investigate suspected irregularities...
Market Manipulation Case: First-Ever SFO Trial at Court of First Instance, Convicted Sentenced 6 years & 8 Months
A landmark verdict has been reached in a high-profile market manipulation case. A Hong Kong...
SFC Announces Definitive Timeline for Uncertificated Securities Market in Hong Kong
USM Implementation: The Securities and Futures Commission (SFC) plans to implement an uncertificated securities market...
Enduring Strength of Hong Kong as Leading International Asset and Wealth Management Hub: SFC Survey 2023
Hong Kong’s Premier Status Reaffirmed: The SFC’s 2023 survey underscores Hong Kong’s position as a...
HKEX Consults on Reducing Minimum Spreads for Hong Kong Securities
HKEX has published a Consultation Paper seeking feedback on proposals to reduce the minimum spreads...
HKEx Consults on Corporate Governance Changes for January 2025
HKEX is consulting on changes to its Corporate Governance Code and related Listing Rules to...