Singapore Exchange Introduces SPAC Listing Framework
The Singapore Exchange (SGX) announced new rules to enable Special Purpose Acquisition Companies (SPACs) to...
Insights Archive:
SFC Publishes Q2 2021 Report
The SFC published its quarterly report for Q2, covering the period April to June 2021,...
SFC Concludes on Hong Kong Investor Identification Regime and OTC Securities Transactions Reporting Regime
The SFC published its Consultation Conclusions on proposals to introduce an investor identification regime for...
FINI – HKEX’s New IPO Settlement Platform to Implement T+2 IPO Settlement Timetable
Introduction of the new mandatory IPO settlement platform ‘Fast Interface for New Issuance’ (FINI) will...
SFC to Upgrade Competency Standards for Licensed Intermediaries and Individuals from 1 January 2022
The MRF scheme enables Hong Kong and Thai funds authorised or approved for retail distribution...
Implementation of Hong Kong-Thailand Mutual Recognition of Funds Scheme
The MRF scheme enables Hong Kong and Thai funds authorised or approved for retail distribution...
FSTB Concludes Consultation on Registration Regime for Dealers in Precious Metals and Stones
Registrants engaging in cash transactions at or above HK$120,000 will fall under Category B and...
Court Rejects Judicial Review Application to Challenge HKEX Delisting
This is the latest in a line of recent High Court judicial review judgments made...
HKEx Listing Rule Changes on Disciplinary Powers and Sanctions effective 3 July 2021
The SFC and HKEX have observed an increasing number of “ramp-and-dump” schemes in recent IPOs,...
SFC and HKEX Issue Joint Statement on IPO-related Misconduct
The SFC and HKEX have observed an increasing number of “ramp-and-dump” schemes in recent IPOs,...