HKEX’s New Listing Regime for Overseas Issuers Effective 1 January 2022
Revised HKEX Listing Rules took effect on 1 January 2022 simplifying the listing regime for...
Insights Archive:
HKEX Corporate Governance Code and Listing Rule Changes Effective 1 Jan 2022
Corporate Governance Code and related Listing Rule amendments took effect on 1 January 2022, while...
Overview of HKEX’s New SPAC Listing Regime
HKEX’s new listing regime allowing SPACs to list on the HKEX’s Main Board will take...
HKEX Publishes Consultation Conclusions on Hong Kong SPACs
On 17 December 2021, the Stock Exchange of Hong Kong Limited (HKEX) published conclusions to...
SFC Releases Consultation Conclusions on the Proposed Code of Conduct on Hong Kong Bookbuilding and Placing Activities and HKEx Sponsor Coupling
On 29 October 2021, the SFC published its consultation conclusions on the proposed code of...
Hong Kong ICAC charges 4 individuals with conspiracy to defraud over “backdoor listing” of a listed company and money laundering
The ICAC charged four individuals with conspiracy to defraud for concealing a “backdoor listing” agreement...
SFC’s Julia Leung Gives Update on Hong Kong Crypto Regulation
The SFC is considering whether retail investors should be given access to crypto ETFs through...
Hong Kong SFC Fines IPO Sponsors for Due Diligence Failures
The SFC fines two sponsors in their respective breaches of their sponsor due diligence obligations...
Charltons on behalf of 7 corporate finance firms responds to HKEX SPAC Consultation
Charltons on behalf of 7 corporate finance firms submitted responses to the HKEX consultation paper...
HKEX Issues Consultation Paper on SPACs
The HKEX published a consultation paper on the proposed Hong Kong SPAC listing framework, which...