HK SFC Initiates Legal Proceedings Against SoftMedx Healthcare Limited and Former Directors for Breach of Fiduciary Duties
On 4 September 2024, the Hong Kong’s Securities and Futures Commission (HK SFC) commenced legal...
Newsletters Archive:
SFC’s Strategic Priorities for 2024-2026: Blueprint for Future Financial Markets in Hong Kong
In January 2024, the Hong Kong’s Securities and Futures Commission (HK SFC) announced its SFC’s...
HKEx and SFC announce temporary modifications to Requirements for Specialist Technology Companies and De-Spac transactions
On 23 August 2024, the Stock Exchange of Hong Kong Limited (HKEX) and the Hong...
HK SFC, HK ICAC, and Macao Judiciary Police: Joint Operation Targeting Cross-Boundary Fraud and Misconduct in Listed Company
On 19 and 20 August 2024, Hong Kong’s Securities and Futures Commission (HK SFC), Hong...
SFC Releases Consultation Paper on the Repeal of Mixed Media Offers and Amendments to ePO Guidelines
SFC proposes ending HKMMO exemption and shifting IPO rules toward fully digital public offering standards.
Market Misconduct Tribunal Finds Former China Forestry Executives Guilty of Disclosure Violations and Insider Trading
Hong Kong's Market Misconduct Tribunal found China Forestry Holdings' executives guilty of serious financial misconduct,...
Hong Kong’s SFC & Police Pursue Major Ramp-and-Dump Syndicate in Coordinated Operation
Hong Kong's Financial Commission and Police, in a coordinated operation, have successfully apprehended major ramp-and-dump...
Tahoe Life’s Non-Compliance: Joint Action by HK SFC and HK IA to Tackle Cross-Sector Financial Irregularities
Hong Kong's financial regulators, the SFC and IA, have teamed up to investigate suspected irregularities...
Market Manipulation Case: First-Ever SFO Trial at Court of First Instance, Convicted Sentenced 6 years & 8 Months
A landmark verdict has been reached in a high-profile market manipulation case. A Hong Kong...
SFC Announces Definitive Timeline for Uncertificated Securities Market in Hong Kong
USM Implementation: The Securities and Futures Commission (SFC) plans to implement an uncertificated securities market...