SFC Publishes Assessment Questions for Effective Business Continuity Plans
The Licensing Department of the Securities and Futures Commission (the SFC) has issued a circular...
Newsletters Archive:
The Exchange Consults on Internal Controls Section of the Corporate Governance Code
The Stock Exchange of Hong Kong Limited (the Exchange) has published a consultation paper (Consultation...
PRC Ministry of Finance Releases Draft Regulations on Cross-Border Audit Services
On 21 April 2014, the Accounting Division of the Ministry of Finance (MOF) released for...
Hong Kong Stock Exchange Publishes Guidance Letter on Reverse Takeover Rules
The Hong Kong Stock Exchange (the Exchange) has published guidance letter HKEx-GL78-14 , which reflects...
Exchange Publishes Guidance on Listed Issuers Use of Structured Contracts
The Stock Exchange of Hong Kong (the Exchange) has issued Guidance Letter HKEx-GL77-14 (the Letter),...
SFC Launches Online System for Dealing Disclosures under Takeovers Code
The Securities and Futures Commission (SFC) has introduced a new online system1 to simplify the...
Court Orders EY to Produce Accounting Records to SFC
The Court of First Instance (the Court) has ordered Ernst & Young (EY) to produce...
SFC Reprimands and Fines ICBCI and Deutsche Bank
The Securities and Futures Commission (SFC) has made two announcements in relation to the failings...
Exchange Publishes Further Information on Shanghai-Hong Kong Stock Connect
The Stock Exchange of Hong Kong (SEHK) has published further information in relation to Shanghai-Hong...