Hong Kong Law Archives New SFC Guidance on Inside Information and Listing Document Disclosure and Appropriateness of IPO Incentive SchemesMay 12, 2015China Adds 3 New FTZs and Introduces New National Security Review Procedures for Foreign Investments in FTZsMay 12, 2015Court of Final Appeal Ruling: Pacific Sun Advisors and its Director Acquitted of SFO Offence re. Unauthorised Issue of Fund AdvertisementsApr 30, 2015New Pre-Trade Checking Model for Trading A Shares under Shanghai-Hong Kong Stock ConnectMar 25, 2015Hong Kong Stock Exchange to Issue Conclusions on Weighted Voting RightsMar 24, 2015Hong Kong Profits Tax Exemption to be Extended to Offshore Private Equity Funds 2015Mar 16, 2015HKEx Consults on Volatility Control Mechanism and Closing Auction Session 2015Mar 10, 2015SFC Bans Ping An Former CEO for 1 Year over Internal Control Failures 2015Mar 4, 2015Short Selling of A Shares via Shanghai-Hong Kong Stock Connect Starts Monday, 2 MarchMar 2, 2015US SEC Settles Dispute with Big Four Accountants over Chinese Accounting Records AccessFeb 26, 2015Russia to sign IOSCO MMoU clearing the way for Russian companies to list on the Stock Exchange of Hong KongFeb 16, 2015The 10 Most Important Things to Know about China New Foreign Investment LawFeb 12, 2015Stamp Duty Exemption for Hong Kong-Listed ETFs Effective Friday, 13 February 2015Feb 10, 2015Exchange Updates Guidance on IPO Listing Document Disclosure relating to Material Changes after Trading Record PeriodFeb 2, 2015Hong Kong Corporate Finance Regulation – 2014 Highlights and the Year AheadJan 18, 2015Hong Kong Stock Exchange Publishes Listing Decision on Controlling Shareholders’ Post-IPO Lock-up RestrictionsJan 17, 2015Moody’s Appeals SFC’s Disciplinary Action: Latest DevelopmentsJan 9, 2015SFC Consults on Greater Information Gathering Powers on Licensed Corporations to Assist Overseas RegulatorsJan 2, 2015Hong Kong-China Mutual Recognition of Funds (MRF) Scheme Nears ImplementationDec 31, 2014SFC Starts Market Misconduct Proceedings over Alleged False Research ReportDec 24, 2014Hong Kong Law Change Introduces Three Days Paternity LeaveDec 24, 2014Reporting and Record-keeping Obligations re OTC Derivative TransactionsDec 18, 2014Document Execution at Virtual Signings and ClosingsDec 4, 2014China Consults on 2014 Draft of Foreign Investment CatalogueDec 1, 2014Shanghai-Hong Kong Stock Connect to Commence MondayNov 10, 2014HK Exchange Updates Listing Rule GuidanceNov 6, 2014Exchange Listing Rule Amendments re Financial Information Disclosure under Companies OrdinanceOct 29, 2014SFC Publishes Consultation Conclusions on Amendments to the Professional Investor Regime and Further Consultation on Client Agreement RequirementsOct 13, 2014SFC Takeovers Update – Takeovers Bulletin No 30Oct 8, 2014HKEx Publishes Concept Paper on Weighted Voting RightsSep 29, 2014HKEx Stops Initial Check of IPO Application ProofsSep 10, 2014SFC Drops Proposed Amendments to Sponsors Prospectus Liability ProvisionsAug 29, 2014SFC Comments to Focus on Substantive Takeovers Code IssuesAug 20, 2014FSTB Publishes Consultation Conclusions on Improving Corporate Insolvency Law and Proposals for a New Statutory Corporate Rescue ProcedureAug 18, 2014HKMA-SFC Consult on Rules Imposing Mandatory Reporting Obligations for OTC Derivative TransactionsAug 8, 2014FSDC Publishes Recommendations for Positioning Hong Kong as a Preferred International Listing VenueAug 5, 2014FSTB Consults on Increasing Independence of Regulatory Regime for Listed Entity AuditorsAug 1, 2014Takeovers Panel rules the Codes apply to SouthGobi Resources LimitedJul 29, 2014SFC Proposes Additional Exemptions from Part XV Disclosure RequirementsJul 7, 2014SFC Publishes Assessment Questions for Effective Business Continuity PlansJul 2, 2014 Page 12 of 19« First« Prev...9101112131415...Next »Last »
New SFC Guidance on Inside Information and Listing Document Disclosure and Appropriateness of IPO Incentive SchemesMay 12, 2015
China Adds 3 New FTZs and Introduces New National Security Review Procedures for Foreign Investments in FTZsMay 12, 2015
Court of Final Appeal Ruling: Pacific Sun Advisors and its Director Acquitted of SFO Offence re. Unauthorised Issue of Fund AdvertisementsApr 30, 2015
Russia to sign IOSCO MMoU clearing the way for Russian companies to list on the Stock Exchange of Hong KongFeb 16, 2015
Exchange Updates Guidance on IPO Listing Document Disclosure relating to Material Changes after Trading Record PeriodFeb 2, 2015
Hong Kong Stock Exchange Publishes Listing Decision on Controlling Shareholders’ Post-IPO Lock-up RestrictionsJan 17, 2015
SFC Consults on Greater Information Gathering Powers on Licensed Corporations to Assist Overseas RegulatorsJan 2, 2015
Exchange Listing Rule Amendments re Financial Information Disclosure under Companies OrdinanceOct 29, 2014
SFC Publishes Consultation Conclusions on Amendments to the Professional Investor Regime and Further Consultation on Client Agreement RequirementsOct 13, 2014
FSTB Publishes Consultation Conclusions on Improving Corporate Insolvency Law and Proposals for a New Statutory Corporate Rescue ProcedureAug 18, 2014
HKMA-SFC Consult on Rules Imposing Mandatory Reporting Obligations for OTC Derivative TransactionsAug 8, 2014
FSDC Publishes Recommendations for Positioning Hong Kong as a Preferred International Listing VenueAug 5, 2014
