Hong Kong Law Archives - Page 50 of 68

SFC Publishes Frequently-Asked-Questions on Chinese Walls Requirement

Newsletter Hong Kong Law April 2013 Word version SFC Publishes Frequently-Asked-Questions on Chinese Walls Requirement Introduction The importance of “Chinese Walls” Person responsible for compliance “Confidential information or price sensitive...

Hong Kong Stock Exchanges Publishes Three Listing Decisions on Reverse Takeovers

Newsletter Hong Kong Law April 2013 Word version Hong Kong Stock Exchanges Publishes Three Listing Decisions on Reverse Takeovers HKEx-LD57-2013 HKEx-LD58-2013 HKEx-LD59-2013 The Hong Kong Exchanges and Clearing Limited (the Exchange) has released three listing...

Hong Kong Stock Exchange Publishes Report on Issuers Annual Report Disclosure

Newsletter Hong Kong Law April 2013 Word version Hong Kong Stock Exchange Publishes Report On Issuers’ Annual Report Disclosure 1. Disclosure by investment companies 2. Impairment of intangible assets from material acquisitions 3. Results of performance...

SFC Publishes FAQ on Statutory Inside Information Disclosure Regime and the Exchange Publicly Censures Listed Issuer for Non-Disclosure under Previous Listing Rule Regime

Newsletter Hong Kong Law April 2013 Word version SFC Publishes FAQ On Statutory Inside Information Disclosure Regime And The Exchange Publicly Censures Listed Issuer For Non-Disclosure Under Previous Listing Rule Regime Increase in number of announcements on inside...

HKEx Publishes Listing Decisions in Relation to Convertible Note-Bond Issues

Newsletter Hong Kong Law April 2013 Word version HKEx Publishes Listing Decisions In Relation To Convertible Note/Bond Issues 1. HKEx-LD55-2013: Classification of a listed issuer’s subscription for convertible notes where conversion is at the discretion of the...

Stock Exchange Publishes Guidance on Listing Document Disclosure for New Applicant Mineral Companies

Newsletter Hong Kong Law April 2013 Word version Stock Exchange Publishes Guidance on Listing Document Disclosure for New Applicant Mineral Companies Relevant Listing Rules Guidance on Disclosure The Hong Kong Stock Exchange (the Exchange) has published guidance...

Stock Exchange of Hong Kong Publishes Consultation Conclusions on Allowing Listed Issuers to Release Inside Information During Trading Hours Subject to Short Trading Halts

Newsletter Hong Kong Law April 2013 Word version Stock Exchange of Hong Kong Publishes Consultation Conclusions On Allowing Listed Issuers to Release Inside Information During Trading Hours Subject To Short Trading Halts Summary Of Proposals To Be Implemented Support...

Bill to Regulate the Hong Kong OTC Derivative Market to be Introduced in the Second Quarter 2013

Newsletter Hong Kong Law March 2013 Word version Bill To Regulate The Hong Kong OTC Derivative Market To Be Introduced In The Second Quarter 2013 Background Interim measures Legislative and regulatory framework OTC products coverage and mandatory obligations Mandatory...

Hong Kong Stock Exchange Publishes Guidance Letter Gl51-13 Disallowing Additional Benefits for Cornerstone Investors

Newsletter Hong Kong Law March 2013 Word version Hong Kong Stock Exchange Publishes Guidance Letter GL51-13 Disallowing Additional Benefits For Cornerstone Investors Cornerstone Investors Relevant Listing Rules Exchange Guidance Guidance for Pre-IPO Investors The...

Hong Kong Stock Exchange Publishes Listing Decision on Allowing a PRC Listed Company to Convert its Entire B Shares into H Shares and List the H Shares on the Main Board By Way of Introduction

Newsletter Hong Kong Law March 2013 Word version Hong Kong Stock Exchange Publishes Listing Decision On Allowing A PRC Listed Company To Convert Its Entire B Shares Into H Shares And List The H Shares On The Main Board By Way Of Introduction Introduction Background...