SFC Publishes Consultation Paper on the Professional Investor Regime
SFC has published a consultation paper on proposed amendments to the professional investor regime and...
Hong Kong Law Archive:
Stock Exchange Publishes Guidance on Listing Document Risk Factors Disclosure
The Hong Kong Stock Exchange has published Guidance letter GL54-13 providing guidance on the "Risk...
Hong Kong Stock Exchange Publishes Consultation Papers on Connected Transaction Rules
Hong Kong Stock Exchange has published 2 consultation papers on its connected transaction rules, with...
Exchange Publishes FAQ on Listing Rule Changes Consequential on the Statutory Regime for Disclosure of Inside Information
Hong Kong Stock Exchange recently published FAQs in relation to the listing rules changes implemented...
SFC Publishes Frequently-Asked-Questions on Chinese Walls Requirement
The SFC has published FAQs to clarify the meaning of and assist compliance with the...
Hong Kong Stock Exchanges Publishes Three Listing Decisions on Reverse Takeovers
The Hong Kong Stock Exchange has released three listing decisions in relation to reverse takeovers.
Hong Kong Stock Exchange Publishes Report on Issuers Annual Report Disclosure
The Exchange has published its first report on the findings and recommendations from a review...
SFC Publishes FAQ on Statutory Inside Information Disclosure Regime and the Exchange Publicly Censures Listed Issuer for Non-Disclosure under Previous Listing Rule Regime
SFC publishes FAQ on statutory inside information disclosure regime and the Exchange publicly censures listed...
HKEx Publishes Listing Decisions in Relation to Convertible Note-Bond Issues
The Hong Kong Stock Exchange published three listing decisions in March 2013 in relation to...
Stock Exchange Publishes Guidance on Listing Document Disclosure for New Applicant Mineral Companies
The Exchange has published guidance letter concerning disclosures expected in mineral company listing documents and...