Exchange has published guidance letters on confirmations on accountants’ reports, financial information and profit forecasts and on management discussion and analysis on financial information in listing documents
Archived Post for "Hong Kong Law"
Exchange Publishes Guidance Letter HKEx-GL6-09A on Financial Information for the Trading Record Period Expected in the First Draft Listing Document for Listing Applications
Hong Kong Stock Exchange has published a guidance letter setting out the administrative practices on accepting early filings of listing applications and financial information requirements in Application Proof.
Exchange Sets Out Guidance on Logistical Arrangements for the Publication of Application Proofs Post Hearing Information Packs and Related Materials
The Stock Exchange of Hong Kong Limited (the Exchange) has issued guidance letter HKEx-GL57-13 (see archive) (the Guidance Letter) relating to logistical arrangements for the publication of the Advanced Proofs 1…
Stock Exchange Publishes Updated Guidance on Waiver Applications for New Mineral Companies under Main Board Rule
Hong Kong Stock Exchange has updated Guidance Letter GL22-10 regarding pre-conditions for a waiver from the financial standards requirements for new applicant Mineral Companies under Main Board Rule 18.04.
SFC Issues Takeovers Bulletin on Disqualifying Transactions under the Whitewash Guidance Note and Application of Rule 201B to Share Repurchases By Partial Offer
The SFC has published a Takeovers Bulletin on (1) “Disqualifying Transactions” under the Whitewash Guidance Note and (2) application of Rule 20.1(B) of the Takeovers Code to share repurchases by partial offer
Exchange Publishes FAQ on Listing Rule Changes to Complement the Securities and Futures Commissions New Sponsor Regulation
Hong Kong Stock Exchange has published FAQs in relation to the Listing Rule changes to be implemented in connection with the SFC’s new regime on the regulation of sponsors to come into effect on 1 October 2013.
Exchange Publishes Listing Rule Changes to Come into Effect Regarding New Statutory Regime on the Regulation of Sponsors
Hong Kong Stock Exchange has published rule changes to complement the SFC’s new regime on the regulation of sponsors under paragraph 17 of the Code of Conduct for Persons Licensed by or Registered with the SFC.
HKEx Incorporates Listing Decision LD45-3 Regarding Conditions for Waiver from Strict Compliance with Gem Listing Rules into Guidance Letter GL25-11
The Hong Kong Stock Exchange has withdrawn Listing Decision LD45-3 (on conditions for waiver from strict compliance with GEM Rules 7.03(1) & 11.10) and incorporated its conclusions into Guidance Letter GL25-11
Hong Kong Stock Exchange Publishes Listing Decision on whether Deteriorating Financial Performance After Track Record Period and Other Factors Rendered Applicant Unsuitable for Listing
Hong Kong Law Newsletter June 2013. Listing Decision Published On Whether Deteriorating Financial Performance After Track Record Period Rendered Applicant Unsuitable
Hong Kong Stock Exchange Publishes Listing Decisions on Rights Issues and Spin-Offs
The Hong Kong Stock Exchange has published three listing decisions concerning rights issues and spin-offs