Hong Kong Law November 2020 PDF version Word version SFC Consults on Climate-risk Requirements for Fund Managers On 29 October 2020, Hong Kong’s Securities and Futures Commission (SFC) published a consultation paper on the management and disclosure of climate-related...
Hong Kong Law November 2020 PDF version Word version FSTB Consults on Proposed Registration Regime for Dealers in Precious Metals and Stones On 3 November 2020, Hong Kong’s Financial Services and Treasury Bureau (the FSTB) published a consultation paper proposing a...
Hong Kong Law November 2020 PDF version Word version FSTB Consults on Proposed Licensing Regime for Virtual Asset Exchanges Hong Kong’s Financial Services and Treasury Bureau (the FSTB) published a consultation paper[1] proposing a new licensing regime for virtual...
Hong Kong Law November 2020 PDF version Word version HKEx Publishes Consultation Conclusions on Proposal to Permit Corporate WVR Beneficiaries On 30 October 2020, the Stock Exchange of Hong Kong Limited (the HKEx) published conclusions to its consultation on corporate...
Hong Kong Law October 2020 PDF version Word version Hong Kong SFC Reprimands and Fines Goldman Sachs US$350 million On 22 October 2020, it was announced that Hong Kong’s Securities and Futures Commission (SFC) had reprimanded and fined Goldman Sachs (Asia) US$350...
Hong Kong Law October 2020 PDF version Word version HKEx Publishes Consultation Conclusions on Codification of General Waivers Relating to IPOs and Listed Issuers and Minor Rule Amendments On 28 August 2020, the Stock Exchange of Hong Kong (HKEx) published the...
Hong Kong Law October 2020 PDF version Word version SFC Consults on Changes to AML and CFT Guidelines for Licensed Corporations On 18 September 2020, the Securities and Futures Commission (SFC) published a Consultation Paper[1] on proposals to amend its Guideline on...
Hong Kong Law September 2020 PDF version Word version Changes to Hong Kong’s Open-ended Fund Companies Regime Take Effect 11 September 2020 Changes to Hong Kong’s private open-ended fund companies (OFCs) regime took effect on 11 September 2020 removing all investment...
Hong Kong Law September 2020 PDF version Word version HKEx Consults on Listing Rule Amendments to Increase its Disciplinary Powers and Sanctions The Hong Kong Stock Exchange (HKEx) is consulting on amendments to the HKEx Listing Rules to increase its disciplinary and...
Hong Kong Law September 2020 PDF version Word version Amendments to HKEx’s Listing Rules for Debt Issues to Professional Investors to Take Effect on 1 November 2020 Amendments to The Rules governing the listing of Securities on the Hong Kong Stock Exchange...
