by cladmin | Apr 11, 2014 | Hong Kong Law
Download the PDF Download the Word Framework of the Shanghai-Hong Kong Stock Connect 1. Operation of the Shanghai-Hong Kong Stock Connect 2. Permitted Share Trading 3. Eligible Shares 4. Quotas 5. Eligible Investors 6. Rules and Regulations 7. Cross-border Regulatory...
by cladmin | Apr 11, 2014 | Hong Kong Law
Download the PDF Download the Word The Superseded Listing Decision Relevant Rules New Guidance The Exchange has published guidance letter HKEx-GL75-14 (see archive) which supersedes Listing Decision HKEx-LD54-13 (see archive) which has been...
by cladmin | Apr 8, 2014 | Hong Kong Law
Download the PDF Download the Word Key Listing Rule Changes I. Amendments to Connected Transaction Rules II. Amendments to Definitions of Connected Person and Associate The Stock Exchange of Hong Kong (the Exchange) has published amendments to the Listing Rules...
by cladmin | Apr 3, 2014 | Hong Kong Law
Download the PDF Download the Word Introduction Listing Rule Amendments Frequently-Asked-Questions (FAQ) Introduction The Hong Kong Stock Exchange (the Exchange) has published a news release (see archive) and Frequently-Asked-Questions (see...
by cladmin | Apr 2, 2014 | Hong Kong Law
Download the PDF Download the Word Exchange Continues Initial 3-day Check of Application Proofs to 30 September 2014 and Publishes Guidance on Failure of Initial 3-day Check Initial 3-day Check Initial 3-day Checklist Failure of the Initial 3-day Check Revised Initial...
by cladmin | Mar 28, 2014 | Hong Kong Law
Download the PDF Download the Word Background of ALPs Current regulation of ALPs Proposed additions to the Code of Conduct Consultation Questions Submission of Comments The Securities and Futures Commission (SFC) is consulting the public on amending the Code of...
