by cladmin | Nov 14, 2007 | Hong Kong Law
Download the Word Introduction Background Rationale for WPIP-posting Timing of WPIP-posting Requirement for Sponsor confirmation Changes to the WPIP No pre-vetting or approval of WPIP by Exchange or SFC is required Language of the WPIP Content requirements of a WPIP...
by cladmin | Nov 6, 2007 | Hong Kong Law
Download the Word Introduction Background Convertible Bond Decisions Introduction Hong Kong Exchanges and Clearing Limited (HKEx) has published Series 59 of the listing decisions dealing with pre-IPO issues of convertible bonds. The decisions considered whether...
by cladmin | Oct 8, 2007 | Hong Kong Law
Download the Word 1. Practice Note 1 – Partial Offers 2. Practice Note 2 (PN2) – Treatment Of Profit Forecasts Required By Overseas Jurisdictions 3. Practice Note 3 (PN3) – Implementation Of Phase 1 Of The Electronic Disclosure Project And The Application Of Rule 19.1...
by cladmin | Oct 3, 2007 | Hong Kong Law
Download the Word Introduction 1. Securities Borrowing And Lending 2. Dealings By Connected Discretionary Fund Managers And Principal Traders 3. Privatisations And Delisting Annex A Introduction The Securities and Futures Commission (SFC) released a consultation paper...
by cladmin | Sep 10, 2007 | Hong Kong Law
Download the Word Introduction 1. Shortening Of Reporting Deadlines 2. Mandatory Quarterly Reporting For Main Board Issuers 3. Changes To GEM Rules On Quarterly Reporting Annex A Introduction Hong Kong Exchanges and Clearing Limited (HKEx) released a Consultation...
by cladmin | Aug 6, 2007 | Hong Kong Law
Download the Word Introduction I. Background II. The Main Proposals III. Possible Implications Of GEM Proposals For Main Board Annex A Introduction Hong Kong Exchanges and Clearing Limited (HKEx) released a Consultation Paper (the Consultation Paper)...
