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Exchange Publishes FAQ on Listing Rule Changes to Complement the Securities and Futures Commissions New Sponsor Regulation

Exchange Publishes FAQ on Listing Rule Changes to Complement the Securities and Futures Commissions New Sponsor Regulation

by cladmin | Aug 13, 2013 | Hong Kong Law

Download the Word General Arrangements for listing application submitted/ notification of sponsors before 1 October 2013 Transfer application from GEM to Main Board Initial listing fee Pre-IPO enquiries Waiver from publication of Application Proof Complaints/...
Exchange Publishes Listing Rule Changes to Come into Effect Regarding New Statutory Regime on the Regulation of Sponsors

Exchange Publishes Listing Rule Changes to Come into Effect Regarding New Statutory Regime on the Regulation of Sponsors

by cladmin | Aug 13, 2013 | Hong Kong Law

Download the Word Publication of Application Proof Substantially Complete Listing Application Initial 3-day Check Review Procedure Information on the Exchange’s Website Sponsor Appointment or Termination Publicity Materials Replacement of WPIP regime with PHIP regime...
HKEx Incorporates Listing Decision LD45-3 Regarding Conditions for Waiver from Strict Compliance with Gem Listing Rules into Guidance Letter GL25-11

HKEx Incorporates Listing Decision LD45-3 Regarding Conditions for Waiver from Strict Compliance with Gem Listing Rules into Guidance Letter GL25-11

by cladmin | Jul 22, 2013 | Hong Kong Law

Download the Word Listing Decision LD45-3 Guidance On Conditions For Waivers From Strict Compliance With GEM Listing Rules 7.03(1) And 11.10 Hong Kong Exchanges and Clearing Limited (the Exchange) has withdrawn Listing Decision LD45-3 [archived copy]...
Hong Kong Stock Exchange Publishes Listing Decision on whether Deteriorating Financial Performance After Track Record Period and Other Factors Rendered Applicant Unsuitable for Listing

Hong Kong Stock Exchange Publishes Listing Decision on whether Deteriorating Financial Performance After Track Record Period and Other Factors Rendered Applicant Unsuitable for Listing

by cladmin | Jun 8, 2013 | Hong Kong Law

Download the Word Introduction Facts Non-compliance and Uncertainty over Store A Deteriorating Financial Performance Stores B and C Applicable Listing Rules Decision Conclusion Introduction In May 2013, the Stock Exchange of Hong Kong (the Exchange) published a...
Hong Kong Stock Exchange Publishes Listing Decisions on Rights Issues and Spin-Offs

Hong Kong Stock Exchange Publishes Listing Decisions on Rights Issues and Spin-Offs

by cladmin | Jun 6, 2013 | Hong Kong Law

Download the Word HKEx-LD70-2013 HKEx-LD71-2013 HKEx-LD72-2013 Three listing decisions have been made available on Hong Kong Exchanges and Clearing Limited’s (the Exchange‘s) website. Listing decision LD70-2013 [archived copy] concerns a company’s...
Court of Final Appeal Hands Down Landmark Ruling on the Application of Section 213 of the SFO

Court of Final Appeal Hands Down Landmark Ruling on the Application of Section 213 of the SFO

by cladmin | Jun 4, 2013 | Hong Kong Law

Download the Word Background Section 213 Implications of the COA Decision The CFA Decision The Court of Final Appeal (CFA) has dismissed the appeal [archived copy] of asset management company, Tiger Asia Management Ltd (Tiger Asia) in a landmark decision on...
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