by NewsLetter Adminstrator | Jul 7, 2017 | Hong Kong Law
Download the PDF Download the Word Introduction Enhancement of Anti-Money Laundering Regulation of Designated Non-Financial Businesses and Professions Other proposals Introduction In view of Hong Kong’s international obligations under the Financial Action Task Force...
by cladmin | Jul 6, 2017 | Hong Kong Law
Download the PDF Download the Word Establishment of Beneficial Ownership Secure Search System Beneficial Owners Exempt Person Registrable Legal Entities Duty of registered agent to identify beneficial owners Duty to maintain RA database Retention Period Duty to keep...
by cladmin | Jul 5, 2017 | Hong Kong Law
Download the PDF Download the Word Introduction Competence requirements for corporations Competence requirements for ROs Relevant industry experience Local regulatory framework paper (LRP) requirements Introduction On 23 June 2017, Hong Kong’s Securities and Futures...
by cladmin | Jun 27, 2017 | Hong Kong Law
Download the PDF Download the Word The Securities and Futures Commission (SFC) has issued a circular to licensed corporations on responsible officers and substantial shareholders (the Circular), reminding licensed corporations that it is not acceptable...
by cladmin | Jun 24, 2017 | Hong Kong Law
Download the PDF Download the Word Introduction The Stock Exchange of Hong Kong (the Exchange) published a Consultation Paper on the Review of the Growth Enterprise Market (GEM) and Changes to the GEM and Main Board Listing Rules (see...
by cladmin | Jun 23, 2017 | Hong Kong Law
Download the PDF Download the Word On 11 April 2017, the Securities and Futures Commission (SFC) issued a statement1 which sets out factors the SFC will take into account when reviewing the proposed listing of infrastructure project companies in Hong Kong....
